Chief Compliance Officer
Myles Blechner has been in the Financial Services Industry since 1994 and has served as a Registered Representative, Trading Desk Manager, Operations Manager, Compliance Manager, and Broker Dealer and Investment Adviser Chief Compliance Officer. Most recently, Myles has served as Chief Compliance Officer for Lebenthal and Co., LLC, a New York-based Broker-Dealer, Lebenthal Wealth Advisors, and Lebenthal Asset Management, affiliated Investment Advisers, and over the course of his career, has worked at Paine Webber/UBS, Dreyfus Service Corporation, Laidlaw and Co (UK) Ltd, First Empire Securities, and Schonfeld Securities. He attends and has spoken at industry conferences and events and maintains a strong rapport with the regulatory bodies. His approach to compliance is to create a culture of compliance within the firm, one in which all divisions of the firm sees compliance as a business partner. His experience includes Broker-Dealer and Investment Adviser Compliance Programs, including Policies and Procedures, Codes of Ethics, Conflicts of Interest, Annual Compliance Meetings and Training, and Regulatory Filings.